Regulation

All FX Universal client funds are deposited with FX Solutions, a registered Futures Commission Merchant (FCM) with the Commodity Futures Trading Commission (CFTC) and is a member of the National Futures Association (NFA). Commodity Futures Trading Commission (CFTC) has jurisdiction over all Futures and Forex activity. When trading in the foreign exchange markets, individuals should only trade with a CFTC registered entity, such as FX Solutions.

There are many benefits for FX Solutions clients:

1) Financial Reporting

FX Solutions is accountable to the stringent standards of capital adequacy and financial reporting enforced by the National Futures Association. These standards are enforced by the NFA, which has the right to fine firms and/or terminate an FCM's regulatory status for violations.

The National Futures Association keeps records of all formal proceedings against Futures Commission Merchants. With a couple clicks of the mouse, a trader can find out if the firm has had serious problems with clients or regulators. Information can be found online at: http://www.nfa.futures.org

3) A Framework for Dispute Resolution

The U.S. regulatory framework is widely regarded as one of the best in the world for investor protection. If a dispute with an FCM arises, investors can turn to the NFA or the CFTC.

The National Futures Association (NFA) is the industry-wide, self-regulatory organization for the United States Futures industry. The NFA's mission is to provide innovative regulatory programs and services that ensure futures industry integrity, protect market participants and help its members meet their regulatory responsibilities. The NFA's activities are overseen by the Commodity Futures Trading Commission (CFTC), the government agency responsible for regulating the U.S. Futures industry.